Services Charges

Charges Remarks
Brokerage Negotiable Minimum: HK$50
Stamp Duty 0.1% for each transaction Payment round-up the duty to the nearest $1
Trans Levy 0.0027% for each transaction Charged by SFC
Trading Fee 0.005% for each transaction Charged by HKEx
CCASS Fee 0.002% for each transaction Minimum: HK$2
Maximum: HK$100

Nominees Charges

Charges Remarks
Cash Dividend HK$ 3 per lot / odd lot
Bonus / Rights / Warrant Share HK$ 2 per lot / odd lot
AGM/EGM/SGM No Charges

Collection Charges

Charges Remarks
Cash Dividend 0.5% per Dividend Minimum: HK$10
Bonus / Rights / Warrant Share No Charges
AGM / EGM / SGM No Charges
Subscribe Rights / Warrant HK$ 100 for each transaction plus active fee
HK$ 0.80 per board lot / odd lot
Cash Offer HK$ 100 for each transaction plus active fee
HK$ 0.80 per board lot / odd lot
Claim Dividend HK$ 500 per claim (exclusive of transfer fee of HK$ 2.5
and a account transfer fee of HK$200)

Physical Stock Withdrawal / Deposit

Charges Remarks
Physical Withdrawal HK$ 5 per board lot / odd lot and Handling Charges HK$ 50 per stock
Physical Deposit of Stamp Duty (1)HKSCC Nominees Name - No Charges
(2)Client Name - HK$ 5 per board lot / trans deed

S.I / I.S.I Instruction

Charges Remarks
S.I / I.S.I deliver instruction Number of share X closing price X 0.005% And Minimum: HK$10
S.I / I.S.I receives instruction No Charges
DVP/RDP HK$10 per transaction

**Amendment / Cancelled Instruction:HK$10 per transaction

Other Service Charges

Charges Remarks
Transfer of Client Name HK$ 100 for each transfer and HK$ 2.5 for each page of scrip fee
IPO (yellow form) No Charges
E.I.P.O. HK$20
Bounce Cheque HK$ 100 per cheque
No transaction for 6 months HK$ 100
Copy of statement HK$ 50 per copy